XML Financial Group Blog

XML CCO, Jennifer Szaro, contributes to FinancialPlanning on FINRA program

Written by XML Financial Group | Jul 29, 2024 4:00:00 AM

XML Chief Compliance Officer, Jennifer Szaro, was quoted in a recent article for FinancialPlanning discussing FINRA’s remote inspections pilot program. Jennifer highlighted the significant participation of large firms in the study and emphasized the program’s potential to influence permanent remote work policies in the industry. Her comments reflect our commitment at XML to adapting to evolving regulatory practices and ensuring compliance. Read the full article here.