Form CRS // NEWS // Operations Notice

Form CRS // NEWS // Operations Notice

 
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 Webinar  May 15, 2023

Foiling Fraud: For You and Others

Fraud attempts are on the rise: according to new FTC data, consumers reported losing nearly $8.8 billion to scams in 2022—a 30% increase from 2021.1 No matter your age or experience level dealing with scams, cybercrime is a threat to all of us. Fortunately, there are ways you can protect yourself, and XML Financial Group is here to show you how.

On May 15 at 12 PM, XML Senior Wealth Advisor Noory Enayat, CFP®, will host a discussion on cybersecurity and fraud protection with XML Chief Compliance Officer Jennifer Szaro, CRCP®. Jennifer will share key insights into protecting yourself from cybercrime and fraud, and topics will include:

  • Tools to detect fraud and what to watch out for
  • Why fraud is organized crime
  • How to combat the psychological tricks used by cybercriminals
  • Best practices and reputable resources

1 FTC, New FTC Data Show Consumers Reported Losing Nearly $8.8 Billion to Scams in 2022. (Link)

Register for this webinar by filling out the form below:
Cybersecurity Webinar 2023_BATCH1-Webinar-1200x628
This webinar is for educational and informational purposes only. Content is not intended to be a recommendation, solicitation or endorsement of any company, strategy or service discussed nor should it be perceived as individual advice.

Jennifer Szaro, CRCP®

Jennifer Szaro, CRCP® is the Chief Compliance Officer for XML Financial Group and the affiliated broker-dealer, XML Securities, LLC. She manages the firms’ compliance with applicable state and industry regulations, such as those under the SEC and FINRA. Jennifer also serves on the XML Leadership and Operations Committees. Having been in the industry for over 20 years, Jennifer is active in the financial services industry. She’s served as a panelist at conferences and represents input for small firm broker-dealers on FINRA’s Small Firm Advisory Committee (SFAC), which she served as chair in 2020. She was reappointed to serve a full term on the SFAC through 2023.

Jennifer has a passion for industry knowledge and continuing education. In 2012, she completed the Certified Regulatory and Compliance Professional (CRCP) Program through FINRA and the Wharton School at the University of Pennsylvania. It provides compliance, legal and regulatory professionals with an in-depth understanding of the foundation, theory and practical application of securities laws and regulation. In 2018, Jennifer became a non-public FINRA Dispute Resolution Arbitrator, having qualified through the National Arbitration and Mediation Committee.

Noorjahan “Noory” Enayat, CFP®

Noorjahan “Noory” Enayat, CFP® is a Senior Wealth Advisor and member of the XML Investment Committee. Her focus is on goal-oriented advice and holistic financial planning that inform the investment strategies for each client’s unique needs and objectives. Noory advocates empowering consumers through financial literacy because knowledge and choice is power. Her mission is to take the worry out of planning, building and managing her clients’ wealth so that they can spend their time focusing on the things that they love and enjoy.

Noory earned a Bachelor of Arts in economics from San Diego State University and continued her studies in economics, successfully completing the AmNooryan Economic Association’s Summer Training Program at the University of California, Santa Barbara. She earned her CERTIFIED FINANCIAL PLANNER™ certification in 2018 and is committed to serving the best interests of her clients.